Candidates are requested to Registration & Enroll themselves on “Online CPE Registration and Enrollment System” (OCRES) at https://certifications.nism.ac.in/nismaol/

Any associated person, other than Principal, who has completed the age of 50 years as on March 29, 2011, may attend NISM Series VI: Depository Operations CPE Program under the ‘Grandfather by Age Category’, on submission of the Required Documents.

Any associated person, other than Principal, who has actively engaged or employed by a registered Depository Participant in any of the below mentioned activities:

Any person who is actively engaged in the management of an Intermediary’s securities business including supervision, solicitation, conduct of business, and is a Proprietor / Sole Proprietor / Partner / Managing Partner / Chairman / Director / Executive Director / Whole Time Director / Chief Executive Officer, may attend NISM Series VI: Depository Operations CPE Program under the ‘Principal Category’, on submission of the Required Documents.
 

Any person holding any of the following Certificates:

Associated Person not belonging to either the Principal or the Grandfather Category, whose Certificate has expired, will have to pass the NISM-Series-VI: Depository Operations Certification Examination to obtain a new Certificate 

In exercise of the powers conferred by Sub-regulation (1) of Regulation (9) of the SEBI (Certification of Associated Persons in the Securities Markets) Regulations 2007, NISM specifies the CPE Program for ‘NISM-Series-VI: Depository Operations Certification Examination’, for the purpose of revalidation of the Certificate. (Refer SEBI Notification F. No. LAD-NRO/GN/2010-11/26/10252 dated March 29, 2011)

National Institute of Securities Markets (NISM) performs two functions delegated to it under the Securities and Exchange Board of India (Certification of Associated Persons in the Securities Markets) SEBI (CAPSM) Regulations, 2007. They are: