Any person who is actively engaged in the management of an Intermediary’s securities business including supervision, solicitation, conduct of business, and is a Proprietor / Sole Proprietor / Partner / Managing Partner / Chairman / Director / Executive Director / Whole Time Director / Chief Executive Officer, may attend NISM Series VI: Depository Operations CPE Program under the ‘Principal Category’, on submission of the Required Documents.
Description
Note:
A person holding any of the Certificates, mentioned earlier, belongs to the ‘General’ Category irrespective of his/her designation.
Order
2
NISM Certification Type