Candidates are requested to Registration & Enroll themselves on “Online CPE Registration and Enrollment System” (OCRES) at https://certifications.nism.ac.in/nismaol/
Any associated person, other than Principal, who has actively engaged or employed by a registered Depository Participant in any of the below mentioned activities:
Any associated person, other than Principal, who has completed the age of 50 years as on March 29, 2011, may attend NISM Series VI: Depository Operations CPE Program under the ‘Grandfather by Age Category’, on submission of the Required Documents.
Any person who is actively engaged in the management of an Intermediary’s securities business including supervision, solicitation, conduct of business, and is a Proprietor / Sole Proprietor / Partner / Managing Partner / Chairman / Director / Executive Director / Whole Time Director / Chief Executive Officer, may attend NISM Series VI: Depository Operations CPE Program under the ‘Principal Category’, on submission of the Required Documents.
Any person holding any of the following Certificates: