FPI Validation - IPO

By nikhiluat, 23 April, 2024

SEBI FPI Regulations mandates that the purchase of equity shares of each company by a single foreign portfolio investor or an investor group shall be below 10% of the total issued capital of the company. Further, FPI Regulations requires that in case the same set of ultimate beneficial owner(s) invest  through  multiple  entities,  such  entities  shall  be treated  as  part  of  same  investor  group  and  the  investment  limits  of  all  such  entities shall  be  clubbed  at  the  investment  limit  as  applicable  to  a  single  foreign  portfolio investor.
Accordingly, at the time of finalization of basis of allotment during primary market issuances, Registrar and Transfer Agents (RTAs) shall obtain validation from Depositories for the foreign portfolio investors who have invested in the particular primary market issuance to ensure there is no breach of investment limit.
NSDL is providing a validation facility to RTA  for the foreign portfolio investors who have invested in the particular primary market issuance
For IPO validation contact film@nsdl.com

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