Position
Team Member Surveillance Executive
Role
Team Member Surveillance Executive
CTA Text
Job Description
Location
Mumbai, BKC
Qualification
LLB
Experience
1 to 5 yrs of experience
Job Description
- Good knowledge of depository services, and regulatory frameworks
- Process and tracking regulatory orders in accordance with internal procedures and external regulations
- Review, interpret, and analyze regulatory or Court orders, guidelines, and compliance requirements
- Coordinate with legal, compliance, and operational teams to address regulatory and operational issues
- Maintain accurate records of actions taken and reports generated
- Assist with regulatory reporting and documentation as needed
- Ensure data confidentiality and compliance with internal and regulatory requirements
- Participate in audits and provide documentation as required
Order
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