Team Member – Inspection Senior Manager

By admin, 27 April, 2026
Position

Team Member – Inspection Senior Manager

Role

Team Member – Inspection Senior Manager

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Job Description
Location

BKC, Mumbai

 

Qualification

CA/ICWA/CS/CFA/MBA or equivalent post graduate qualification from reputed/recognised institutes/universities

Experience

8+ yrs relevant experience

Job Description
  • Leading team placed at HO and offsite locations and looking after compliances, risk, and audit of business & regulatory affairs.
  • Responding to the queries from different stakeholders pertaining to regulatory matters.
  • Plan and co-ordinate inspection related activities to accomplish an efficient inspection management system.
  • Ensures adherence to Department Standard Operating Procedures.
  • Taking initiatives for improvisation and automation of processes
  • Interacting with SEBI on Depository related matters.
  • Ensure various periodic compliances to be submitted by DPs.
  • Imparting training for Business Partners/In-House staff /Auditors on recent developments.
  • Responsible for guiding team members on various regulatory developments and compliance aspects
  • Responsible for monitoring group performance and their deliverables
  • Responsible for reviewing regulatory guidelines issued from time to time and implementing the same through on-going process improvisation policies.
  • Conceptualization and implementation of new Projects
  • Analysing the queries raised by auditors and drafting appropriate responses for the same.
  • Provide inputs / assistance on various system related developments including preparation Concept Note, BRD, testing etc.
Order

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