Admission Procedure for Zero Coupon Zero Principal Instrument

By punam.kumari, 2 August, 2024
List of Documents Required

List of Documents Required

  1. Application for admission as Issuer of Eligible Securities (format enclosed)
  2. Masterfile Creation Form (format enclosed)
  3. Certified true copy of Board Resolution mentioning name of signatories who are authorized by Board to execute documents and list of Authorised Signatories along with specimen signature
  4. Registration certificate of the NPO under one of the following
  5. a charitable trust registered under the public trust statue of the relevant state 
  6. a charitable trust registered under the Societies Registration Act, 1860 
  7. a charitable trust registered under the Indian Trusts Act, 1882 
  8. a company incorporated under section 8 of the Companies Act, 2013 
  9. Governing document of the NPO seeking registration (MOA & AOA/Trust Deed/Bylaws/Constitution, as the case may be)
  10. Latest Audited financial statements of the NPO along with fund flow statement/ Latest Annual Reports in case of Section 8 Company
  11. Networth certificate as per audited annual report for the latest financial year -Annexure 3
  12. Certificate of registration/Confirmation issued by Social Stock Exchange about registration of Social Enterprises on Social Stock Exchange.
  13. Brief Profile of NPO/Section 8 Company mentioning purpose of forming Social Enterprise.
  14. 3 Copies of Tripartite Agreement (with Rs. 200/- frank of each agreement) for Zero Coupon Zero Principal (ZCZP) Security 
  15. Confirmation letter from Registrar & Transfer Agent (R&T Agent) 
Tripartite Agreement

Tripartite Agreement

Tripartite agreement should be executed between Issuer, R&T Agent and NSDL (3 copies with franking of Rs 200/- each). The 3 copies of agreement should be sent to NSDL after signing by Issuer & R&T Agent.

In case has obtained In-House connectivity with NSDL, bi-partite agreement should be executed between Issuer and NSDL (2 copies with franking of Rs 300/- each). The 2 copies of agreement should be sent to NSDL after signing by Issuer.

Payment of Fees

Payment of Fees

Make payment of applicable fees (Joining Fees and Annual Custody Fees) and intimate the payment details to NSDL mentioning Application Reference Number.

To know more about charges click here

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